SEC Form 4 · accession 0000905718-15-000868
Diligent Corp · DIL.NZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas N. Tartaro
Officer — Exec VP, GC and Corp. Sec.
Period of report
Nov 6, 2015
Accepted (ET)
Nov 9, 2015 · 11:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2015 | A | 60,000 | $0.00 | A | 172,781 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The award represents a grant of restricted stock units ("RSUs") that vest in four equal annual installments beginning November 6, 2016. Each RSU will automatically convert into one share of Diligent Corporation common stock on the date that it becomes vested.