SEC Form 4 · accession 0000905718-15-000821
Diligent Corp · DIL.NZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Laurence Jones
Director
Period of report
Oct 12, 2015
Accepted (ET)
Oct 13, 2015 · 3:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 12, 2015 | A | 5,645 | $5.3124 | A | 39,928 | I | Through Aegis Management, LLC |
| Common Stock | holding | — | — | — | 26,667 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of Common Stock were issued to the reporting person pursuant to the Diligent Corporation 2013 Incentive Plan in respect of Q3 2015 service as a non-employee director. The grant for Q3 2015 service represented a value of US$20,000.00. The number of shares issued was determined based on the exchange rate of US$1.00 to NZ$1.4997 on the last business day prior to the grant date and the volume weighted average trading price of the Common Stock for the 20 trading days immediately prior to the grant date.
- F2The shares of Common Stock are owned directly by Aegis Management, LLC, of which the reporting person and his spouse are the sole members.