SEC Form 4 · accession 0000905718-15-000475
Diligent Corp · DIL.NZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Russell
Director
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 1:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 14, 2015 | S | 36,041 | $3.98 | D | 95,581 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.97 to $4.00, inclusive. The reporting person undertakes to provide to Diligent Board Member Services, Inc., any security holder of Diligent Board Member Services, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. All prices are reported in US Dollars based on an exchange rate of US$1.00 to NZ$1.3362 on the last business day prior to the transaction as reported by the Wall Street Journal.