SEC Form 4/A · accession 0000899243-15-000241
APPFOLIO INC · APPF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Maurice J Duca
10% Owner
Period of report
Jun 25, 2015
Accepted (ET)
Jul 2, 2015 · 9:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001433195
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 25, 2015 | J | 250,070 | $12.00 | A | 250,070 | D | |
| Class A Common StockF2 | Jun 25, 2015 | J | 145,880 | $12.00 | A | 145,880 | I | See Footnote |
| Class A Common StockF3 | Jun 25, 2015 | J | 395,950 | $12.00 | A | 395,950 | I | See Footnote |
| Class A Common Stock | Jun 29, 2015 | P | 13,969 | $14.01 | A | 264,039 | D | |
| Class A Common StockF3 | Jun 29, 2015 | P | 13,970 | $14.01 | A | 409,920 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were purchased in the Company's initial public offering at the initial public offering price.
- F2Owned by a pension plan of which Mr. Duca is both the trustee and the beneficiary. As a result, Mr. Duca is the sole beneficial owner of these shares.
- F3Owned by a pension plan of which Mr. Duca is trustee. Mr. Duca, in his capacity as trustee, possesses sole voting and dispositive power over, but disclaims any pecuniary interest in, these shares.