SEC Form 4/A · accession 0000905718-15-000064
CIG WIRELESS CORP. · CIGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Grant Barber
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 16, 2015 · 9:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1,F2 | Jan 2, 2015 | A | 3,004 | — | A | 188,960 | D | |
| Common StockF3 | holding | — | — | — | 185,956 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 27, 2014, CIG Wireless Corp. (the "Company") issued Mr. Grant Barber, a Member of the Company's Board of Directors, 166,856 shares of the Company's restricted common stock, par value $0.00001 ("Restricted Stock") pursuant to the Company's 2014 Equity Incentive Plan (the "2014 Plan"). The Company's Restricted Stock is subject to the vesting and other provisions set forth in the award agreement (the "Award Agreement") pursuant to which such shares of Restricted Stock were issued to Mr. Barber.
- F2A copy of the 2014 Plan was filed as Exhibit 10.56 to the Company's Registration Statement on Form S-8 filed with the U.S. Securities and Exchange Commission (the "SEC") on February 25, 2014 and a copy of the Award Agreement was filed as Exhibit 10.61 to the Company's Current Report on Form 8-K that was filed with the SEC on March 5, 2014 describing the 2014 Plan. Pursuant to the Award Agreement, in the event that the Company issues certain securities, Mr. Barber is entitled to receive additional shares of Restricted Stock for anti-dilution purposes. Such additional shares are reflected on Table I of this Form 4.
- F3This amendment is being filed to reflect that: (x) 231,901 shares of Restricted Stock were incorrectly reported on January 5, 2015 as issued to Mr. Barber on December 31, 2014 and (y) 7,202 shares of Restricted Stock were incorrectly reported on January 5, 2015 as issued to Mr. Barber on January 2, 2015. Mr. Barber was not issued any shares of Restricted Stock on December 31, 2014 and was issued 3,004 shares of Restricted Stock on January 2, 2015. As of December 31, 2014, Mr. Barber beneficially owned 185,956 shares of Restricted Stock.