SEC Form 4/A · accession 0000905718-15-000058
CIG WIRELESS CORP. · CIGW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Romain Gay-Crosier
Officer — Chief Financial Officer
Period of report
Dec 31, 2014
Accepted (ET)
Jan 16, 2015 · 9:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1,F2,F4 | Jan 2, 2015 | A | 10,013 | — | A | 629,860 | D | |
| Common StockF3,F1,F2,F4 | Jan 2, 2015 | A | 100 | — | A | 6,299 | I | By Spouse |
| Common StockF3,F4 | holding | — | — | — | 619,847 | D | ||
| Common StockF3,F4 | holding | — | — | — | 6,199 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On February 27, 2014, CIG Wireless Corp. (the "Company") issued Mr. Romain Gay-Crosier, the Company's Chief Financial Officer, 556,186 shares of restricted stock ("Restricted Stock") pursuant to the Company's 2014 Equity Incentive Plan (the "2014 Plan"). The Company's Restricted Stock is subject to the vesting and other provisions set forth in the award agreement (the "Award Agreement") pursuant to which such shares of Restricted Stock were issued to Mr. Gay-Crosier. A copy of the 2014 Plan was filed as Exhibit 10.56 to the Company's Registration Statement on Form S-8 filed with the U.S. Securities and Exchange Commission (the "SEC") on February 25, 2014 and a copy of the Award Agreement was filed as Exhibit 10.59 to the Company's Current Report on Form 8-K that was filed with the SEC on March 5, 2014 describing the 2014 Plan.
- F2Pursuant to the Award Agreement, in the event that the Company issues certain securities, Mr. Gay-Crosier is entitled to receive additional shares of Restricted Stock for anti-dilution purposes. Such additional shares are reflected on Table I of this Form 4. On February 27, 2014, the Company issued Mr. Gay-Crosier's spouse 5,562 shares of Restricted Stock. In the event that the Company issues certain securities, Mr. Gay-Crosier's spouse is entitled to receive additional shares of Restricted Stock for anti-dilution purposes. Such additional shares are reflected on Table I of this Form 4.
- F3This amendment is being filed to reflect that: (i) 773,008 shares of Restricted Stock were incorrectly reported on January 5, 2015 as issued to Mr. Gay-Crosier on December 31, 2014 and (ii) 24,010 shares of Restricted Stock were incorrectly reported on January 5, 2015 as issued to Mr. Gay-Crosier on January 2, 2015; (iii) 7,730 shares of Restricted Stock were incorrectly reported on January 5, 2015 as issued to Mr. Gay-Crosier's spouse on December 31, 2014 and (iv) 240 shares of Restricted Stock were incorrectly reported on January 5, 2015 as issued to Mr. Gay-Crosier's spouse on January 2, 2015. Mr. Gay-Crosier and Mr. Gay-Crosier's spouse were not issued any shares of Restricted Stock on December 31, 2014. Mr. Gay-Crosier was issued 10,013 shares of Restricted Stock on January 2, 2015, and Mr. Gay-Crosier's spouse was issued 100 shares of Restricted Stock on January 2, 2015.
- F4As of December 31, 2014, Mr. Gay-Crosier may be deemed to beneficially own an aggregate of 626,046 shares of Restricted Stock (including the shares of Restricted Stock held by Mr. Gay-Crosier's spouse).