SEC Form 4 · accession 0001181431-15-007551
TriVascular Technologies, Inc. · TRIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan D Drant
Director · 10% Owner
Period of report
May 22, 2015
Accepted (ET)
May 27, 2015 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432732
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F1 | $5.85 | May 22, 2015 | A | 10,000 | A | — | May 21, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F11/12th of the shares underlying the option vest and become exercisable in equal monthly installments through May 22, 2016.