SEC Form 4 · accession 0001209191-17-004706
GigPeak, Inc. · GIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrea Betti-Berutto
Officer — CTO
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432150
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1,F2,F3 | — | Jan 17, 2017 | A | 31,048 | A | — | — | Common Stock | 31,048 | 31,048 | D |
Explanation of responses
- F1The Restricted Stock Units ("RSUs") were issued pursuant to the terms of the GigPeak 2008 Equity Incentive Plan and a Restricted Stock Unit Notice of Grant and Agreement. The Company will withhold shares of stock subject to the restricted stock units at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with such vesting.
- F2Each RSU represents a contingent right to receive one share of GigPeak common stock.
- F3The RSUs vest in eight quarterly installments beginning on May 1, 2017 and ending on February 1, 2019.