SEC Form 4 · accession 0001181431-15-006951
GigPeak, Inc. · GIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Mikulsky
Director
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 9:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432150
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2015 | G | 1,000 | $0.00 | D | 189,993 | D | |
| Common StockF2 | May 12, 2015 | G | 1,100 | $0.00 | D | 188,893 | D | |
| Common StockF3 | May 12, 2015 | G | 1,750 | $0.00 | D | 187,143 | D | |
| Common Stock | May 14, 2015 | S | 5,000 | $1.5056 | D | 182,143 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The 1,000 shares were transferred to the Santa Fe Institute, a 501(c)(3) non-profit organization, as a charitable gift for no consideration.
- F2The 1,100 shares were transferred to Marquette University, a 501(c)(3) non-profit organization, as a charitable gift for no consideration.
- F3The 1,750 shares were transferred to the Massachusetts Institute of Technology, a 501(c)(3) non-profit organization, as a charitable gift for no consideration.