SEC Form 4 · accession 0001181431-15-006438
GigPeak, Inc. · GIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darren Ma
Officer — Vice President and CFO
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 9:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432150
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2015 | M | 1,500 | $0.00 | A | 1,500 | D | |
| Common StockF2,F3 | May 1, 2015 | F | 675 | $1.51 | D | 825 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F4 | $0.00 | May 1, 2015 | M | 1,500 | D | — | — | Common Stock | 1,500 | 3,000 | D |
Explanation of responses
- F11,500 Restricted Stock Units ("RSUs") issued in the grant to Mr. Ma on 3/26/2015 vested on 5/1/2015 according to the vesting schedule previously reported.
- F23,452 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
- F3The closing price of the Company's common stock on 5/1/2015.
- F4The RSUs vest in three quarterly installments beginning on May 1, 2015 and ending on November 1, 2015.