SEC Form 4 · accession 0001181431-15-004177
GigPeak, Inc. · GIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Avi S Katz
Officer — President and CEO · Director
Period of report
Mar 3, 2015
Accepted (ET)
Mar 5, 2015 · 9:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001432150
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2015 | S | 39,450 | $1.3634 | D | 326,372 | D | |
| Common Stock | Mar 4, 2015 | S | 5,202 | $1.34 | D | 321,170 | D | |
| Common Stock | Mar 5, 2015 | S | 1,612 | $1.35 | D | 319,558 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $1.35 to $1.40. The price reported above in Column 4 of Table I reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected.
Remarks
The sales reported in this Form 4 were completed for tax purposes.