SEC Form 4 · accession 0001662767-16-000005
Oak Valley Bancorp · OVLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Randolph Holder Jr.
Director
Period of report
Apr 28, 2016
Accepted (ET)
Apr 29, 2016 · 11:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001431567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2016 | P | 3,946 | $9.52 | A | 39,632 | I | By Holder Enterprises, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Holder disclaims beneficial ownership of the securities by the LLC, except to the extent of his pecuniary interest in the LLC (i.e., he owns 25% of the LLC)