SEC Form 4 · accession 0001662767-16-000003
Oak Valley Bancorp · OVLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Randolph Holder Jr.
Director
Period of report
Feb 22, 2016
Accepted (ET)
Mar 11, 2016 · 11:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001431567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 22, 2016 | P | 5,794 | $9.60 | A | 33,314 | I | By Holder Enterprises, LLC |
| Common StockF1 | Feb 25, 2016 | P | 49 | $9.35 | A | 33,363 | I | By Holder Enterprises, LLC |
| Common StockF1 | Feb 29, 2016 | P | 23 | $9.45 | A | 33,386 | I | By Holder Enterprises, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Holder disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest in the securities (i.e., he owns 25% of the LLC).