SEC Form 4/A · accession 0001442254-15-000002
Oak Valley Bancorp · OVLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas A Haidlen
Director
Period of report
Dec 31, 2014
Accepted (ET)
May 21, 2015 · 12:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001431567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2014 | I | 10,300 | — | A | 187,183 | I | By Spouse |
| Common StockF2 | Dec 31, 2014 | I | 17,711 | — | D | 169,472 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjustment to holdings for shares held by Mr. Haidlen's spouse.
- F2Adjustment to holdings for shares previously reported in retirement plan for which Mr. Haidlen is the trustee, but not the beneficial owner.