SEC Form 4/A · accession 0001442250-15-000001
Oak Valley Bancorp · OVLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher M. Courtney
Officer — President & CEO · Director
Period of report
Dec 31, 2014
Accepted (ET)
May 6, 2015 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001431567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Dec 31, 2014 | I | 36,315 | — | A | 178,863 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Adjustment to holdings for shares owned through 401k profit sharing plan which were not previously reported.
- F2Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing.