SEC Form 4 · accession 0001437749-19-004244
Oak Valley Bancorp · OVLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet S Pelton
Director
Period of report
Aug 28, 2018
Accepted (ET)
Mar 6, 2019 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001431567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2018 | A | 5,000 | — | A | 50,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted stock to director pursuant to Stock Incentive Plan.
- F2Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.
- F3The restricted stock will vest 20% annually on the following dates: 8/28/2019 8/28/2020 8/28/2021 8/28/2022 8/28/2023