SEC Form 4 · accession 0001437749-18-022755
Oak Valley Bancorp · OVLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Leonard
Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 28, 2018 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001431567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 26, 2018 | G | 540 | — | D | 50,111 | D | |
| Common StockF1 | Dec 26, 2018 | G | 540 | — | A | 50,651 | I | By Self as Custodian for grandchildren |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift transfer to custodial accounts for grandchildren. Form 4 is being filed to report the transfer from direct to indirect ownership as Mr. Leonard maintains control as custodian but disclaims beneficial ownership of these shares.