SEC Form 4/A · accession 0001437749-18-022754
Oak Valley Bancorp · OVLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel J Leonard
Director
Period of report
Dec 21, 2017
Accepted (ET)
Dec 28, 2018 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001431567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 21, 2017 | G | 585 | — | D | 51,029 | D | |
| Common StockF1 | Dec 21, 2017 | G | 585 | — | A | 51,614 | I | By Self as Custodian for Grandchildren |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift transfer to custodial accounts for grandchildren. Form 4 is being amended to report the disposition as a transfer from direct to indirect ownership as Mr. Leonard maintains control as custodian but disclaims beneficial ownership of these shares. The error was carried forward in three Form 4 filings during the period 2/12/18 to 9/21/18.