SEC Form 4 · accession 0001437749-17-009549
Oak Valley Bancorp · OVLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Randolph Holder Jr.
Director
Period of report
May 17, 2017
Accepted (ET)
May 18, 2017 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001431567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 17, 2017 | P | 2,790 | $14.23 | A | 70,727 | I | By Holder Enterprises, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Holder disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest in the securities (i.e., he owns 25% of the LLC).
Remarks
Mr. Holder disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest in the securities (i.e., he owns 25% of the LLC).