SEC Form 4 · accession 0001437749-17-003191
Oak Valley Bancorp · OVLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janis L Powers
Officer — EVP Risk Mgmt.
Period of report
Dec 31, 2016
Accepted (ET)
Feb 24, 2017 · 12:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001431567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2016 | I | 2,675 | — | A | 64,535 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing.
- F2Adjustment to holdings for shares acquired through 401k profit sharing plan in 2016.