SEC Form 4/A · accession 0001437749-17-002486
Oak Valley Bancorp · OVLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
H Randolph Holder Jr.
Director
Period of report
Feb 2, 2017
Accepted (ET)
Feb 14, 2017 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001431567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F1 | Feb 2, 2017 | P | 1,228 | $14.2556 | A | 61,587 | I | By Holder Enterprises, LLC |
| Common StockF3,F1 | Feb 3, 2017 | P | 1,000 | $14.2569 | A | 62,587 | I | By Holder Enterprises, LLC |
| Common StockF3,F1 | Feb 6, 2017 | P | 350 | $14.2696 | A | 62,937 | I | By Holder Enterprises, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Holder disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest in the securities (i.e., he owns 25% of the LLC).
- F2Transaction replaces cancelled trade previously reported on 2/6/17 (1,141 shares @ $14.256 on 2/2/17)
- F3Form 4 amendment to correct for a cancelled trade previously reported and include purchase transactions the broker did not make known to Mr. Holder.