SEC Form 4 · accession 0001632213-15-000001
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Buford Harrison Morris III
Officer — EVP, Regional CEO
Period of report
Oct 23, 2015
Accepted (ET)
Oct 27, 2015 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Oct 23, 2015 | G | 140 | $42.69 | D | 81,321 | D | |
| COMMON STOCKF2 | holding | — | — | — | 3,000 | D | ||
| COMMON STOCK | holding | — | — | — | 1,200 | I | Held in spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $8.333 | holding | — | — | — | Jan 19, 2016 | Jan 19, 2021 | COMMON STOCK | 7,500 | 7,500 | D |
| STOCK OPTION (RIGHT TO BUY) | $10.00 | holding | — | — | — | Feb 21, 2017 | Feb 21, 2022 | COMMON STOCK | 6,000 | 13,500 | D |
| STOCK OPTION (RIGHT TO BUY) | $13.833 | holding | — | — | — | Feb 10, 2021 | Feb 10, 2024 | COMMON STOCK | 6,000 | 19,500 | D |
| STOCK OPTION (RIGHT TO BUY) | $30.17 | holding | — | — | — | Jan 20, 2020 | Jan 20, 2025 | COMMON STOCK | 2,500 | 22,000 | D |
Explanation of responses
- F1131.303 shares bought 10/15/15 via DRIP
- F2Restricted stock award which vests 100% on third anniversary of award date, February 19, 2016.