SEC Form 4 · accession 0001430723-19-000006
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Filler
Director
Period of report
Mar 6, 2019
Accepted (ET)
Mar 7, 2019 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 6, 2019 | M | 20,000 | $5.00 | A | 1,366,152 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $5.00 | Mar 6, 2019 | M | 20,000 | D | Nov 28, 2016 | Nov 28, 2021 | COMMON STOCK | 20,000 | 0 | D |
Explanation of responses
- F1Amount of securities beneficially owned includes 5,000 shares not included on the previous two Form 4 filings due to a mathematical error on the Form 4 filed on 9/27/18.