SEC Form 4 · accession 0001430723-18-000038
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Foshee
Officer — EVP, CFO
Period of report
Dec 19, 2018
Accepted (ET)
Dec 21, 2018 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 19, 2018 | M | 30,000 | $4.17 | A | 307,468 | D | |
| COMMON STOCK | Dec 19, 2018 | M | 15,000 | $4.17 | A | 322,468 | D | |
| COMMON STOCK | Dec 19, 2018 | M | 15,000 | $5.00 | A | 337,468 | D | |
| COMMON STOCK | Dec 19, 2018 | F | 3,711 | $31.82 | D | 333,757 | D | |
| COMMON STOCK | Dec 19, 2018 | F | 3,827 | $31.82 | D | 329,930 | D | |
| COMMON STOCK | holding | — | — | — | 24,000 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1 | $4.17 | Dec 19, 2018 | M | 30,000 | D | — | Feb 16, 2020 | COMMON STOCK | 30,000 | 30,000 | D |
| STOCK OPTION (RIGHT TO BUY) | $4.17 | Dec 19, 2018 | M | 15,000 | D | Jan 19, 2016 | Jan 19, 2021 | COMMON STOCK | 15,000 | 15,000 | D |
| STOCK OPTION (RIGHT TO BUY) | $5.00 | Dec 19, 2018 | M | 15,000 | D | Feb 21, 2017 | Feb 21, 2022 | COMMON STOCK | 15,000 | 0 | D |
Explanation of responses
- F16,000 options exercisable on 2/16/2014 and 24,000 exercisable on 2/16/2015