SEC Form 4 · accession 0001430723-18-000033
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rex D McKinney
Officer — Regional CEO/EVP
Period of report
Oct 23, 2018
Accepted (ET)
Oct 25, 2018 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Oct 23, 2018 | M | 50,000 | $4.17 | A | 62,340 | D | |
| COMMON STOCKF1 | Oct 23, 2018 | F | 13,574 | $4.17 | D | 48,766 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $4.17 | Oct 23, 2018 | M | 50,000 | D | Jan 19, 2016 | Jan 19, 2021 | COMMON STOCK | 50,000 | 0 | D |
Explanation of responses
- F1These shares were withheld in payment of taxes and were approved by the Compensation Committee as an exempt disposition under Rule 16b-3e.