SEC Form 4 · accession 0001430723-18-000030
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley M. Brock
Director
Period of report
Oct 5, 2018
Accepted (ET)
Oct 12, 2018 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Oct 5, 2018 | M | 13,000 | $18.57 | A | 844,322 | D | |
| COMMON STOCK | Oct 12, 2018 | M | 15,000 | $5.00 | A | 859,322 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $18.57 | Oct 5, 2018 | M | 13,000 | D | Jun 15, 2018 | Jun 15, 2023 | COMMON STOCK | 13,000 | 0 | D |
| STOCK OPTION (RIGHT TO BUY) | $5.00 | Oct 12, 2018 | M | 15,000 | D | Nov 28, 2016 | Nov 28, 2021 | COMMON STOCK | 15,000 | 15,000 | D |