SEC Form 4 · accession 0001430723-18-000021
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Richard Cashio
Director
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 10:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Aug 20, 2018 | S | 7,705 | $43.22 | D | 522,194 | D | |
| COMMON STOCKF2 | Aug 21, 2018 | S | 35,374 | $43.73 | D | 486,820 | D | |
| COMMON STOCK | holding | — | — | — | 184,000 | I | BY WIFE | |
| COMMON STOCK | holding | — | — | — | 28,752 | I | BY DAUGHTER |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $18.57 | holding | — | — | — | Jun 15, 2018 | Jun 15, 2023 | COMMON STOCK | 13,000 | 13,000 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares sold in multiple transactions ranging in price from $43.12 to $43.31, inclusive. The reporting person undertakes to provide ServisFirst Bancshares, Inc., any security holder of ServisFirst Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price set forth in this footnote to this Form 4.
- F2The price reported in column 4 is a weighted average price. The shares sold in multiple transactions ranging in price from $43.52 to $44.02, inclusive. The reporting person undertakes to provide ServisFirst Bancshares, Inc., any security holder of ServisFirst Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price set forth in this footnote to this Form 4.