SEC Form 4 · accession 0001430723-18-000019
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Filler
Director
Period of report
Jul 25, 2018
Accepted (ET)
Jul 27, 2018 · 10:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 25, 2018 | M | 13,000 | $18.57 | A | 1,326,152 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $18.57 | Jul 25, 2018 | M | 13,000 | D | Jun 15, 2018 | Jun 15, 2025 | COMMON STOCK | 13,000 | 40,000 | D |
| STOCK OPTION (RIGHT TO BUY) | $5.00 | holding | — | — | — | Nov 28, 2016 | Nov 28, 2021 | COMMON STOCK | 40,000 | 40,000 | D |