SEC Form 4 · accession 0001430723-17-000043
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley M. Brock
Director
Period of report
Dec 13, 2017
Accepted (ET)
Dec 15, 2017 · 10:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 13, 2017 | G | 26,625 | $0.00 | D | 833,795 | D | |
| COMMON STOCK | Dec 14, 2017 | G | 2,473 | $0.00 | D | 831,322 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $5.00 | holding | — | — | — | Nov 28, 2016 | Nov 28, 2021 | COMMON STOCK | 30,000 | 30,000 | D |
| STOCK OPTION (RIGHT TO BUY) | $18.57 | holding | — | — | — | Jun 15, 2018 | Jun 15, 2023 | COMMON STOCK | 13,000 | 43,000 | D |