SEC Form 4 · accession 0001430723-17-000040
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Buford Harrison Morris III
Officer — EVP, Regional CEO
Period of report
Nov 16, 2017
Accepted (ET)
Nov 27, 2017 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 16, 2017 | G | 145 | $0.00 | D | 138,248 | D | |
| COMMON STOCK | holding | — | — | — | 7,458 | I | Held in spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1 | $5.00 | holding | — | — | — | Feb 21, 2017 | Feb 21, 2022 | COMMON STOCK | 12,000 | 12,000 | D |
| STOCK OPTION (RIGHT TO BUY)F1 | $15.085 | holding | — | — | — | Jan 20, 2020 | Jan 20, 2025 | COMMON STOCK | 5,000 | 17,000 | D |
| STOCK OPTION (RIGHT TO BUY) | $19.155 | holding | — | — | — | Jan 25, 2021 | Jan 25, 2026 | COMMON STOCK | 4,000 | 21,000 | D |
| STOCK OPTION (RIGHT TO BUY)F1 | $6.92 | holding | — | — | — | Feb 10, 2021 | Feb 10, 2024 | COMMON STOCK | 12,000 | 33,000 | D |
Explanation of responses
- F1The exercise price has been updated to reflect the impact of the 2-for-1 stock split declared on November 16, 2016. On December 20, 2016, all holders of record of common stock as of the close of business on December 5, 2016 received a distribution of one additional share of ServisFirst Bancshares, Inc. common stock for each share held.