SEC Form 4 · accession 0001430723-17-000035
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford Alan Vieira
Officer — EVP, Regional CEO
Period of report
Sep 14, 2017
Accepted (ET)
Sep 15, 2017 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Sep 14, 2017 | S | 3,750 | $34.38 | D | 33,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $19.16 | holding | — | — | — | Jan 25, 2021 | Jan 25, 2026 | COMMON STOCK | 2,000 | 2,000 | D |
| STOCK OPTION (RIGHT TO BUY) | $38.06 | holding | — | — | — | Jan 30, 2022 | Jan 30, 2027 | COMMON STOCK | 2,000 | 4,000 | D |
Explanation of responses
- F1Includes 30,000 restricted stock awards which vest 100% on fifth anniversary of grant date, March 18, 2018.
- F2The price reported in column 4 is a weighted average price. The shares sold in multiple transactions ranging in price from $34.34 to $34.39, inclusive. The reporting person undertakes to provide ServisFirst Bancshares, Inc., any security holder of ServisFirst Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price set forth in this footnote to this Form 4.