SEC Form 4 · accession 0001430723-17-000033
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Filler
Director
Period of report
Sep 8, 2017
Accepted (ET)
Sep 12, 2017 · 9:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Sep 8, 2017 | P | 3,546 | $32.79 | A | 1,313,152 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $5.00 | holding | — | — | — | Nov 28, 2016 | Nov 28, 2021 | COMMON STOCK | 40,000 | 40,000 | D |
| STOCK OPTION (RIGHT TO BUY) | $18.57 | holding | — | — | — | Jun 15, 2018 | Jun 15, 2023 | COMMON STOCK | 13,000 | 53,000 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares bought in multiple transactions ranging in price from $32.54 to $32.80, inclusive. The reporting person undertakes to provide ServisFirst Bancshares, Inc., any security holder of ServisFirst Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each price set forth in this footnote (1) to this Form 4.