SEC Form 4 · accession 0001430723-17-000029
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rex D McKinney
Officer — EVP, Regional CEO
Period of report
Aug 18, 2017
Accepted (ET)
Aug 21, 2017 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Aug 18, 2017 | S | 40,000 | $33.58 | D | 105,340 | D | |
| COMMON STOCKF2 | Aug 21, 2017 | S | 35,000 | $33.52 | D | 70,340 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $4.17 | holding | — | — | — | Jan 19, 2016 | Jan 19, 2021 | COMMON STOCK | 50,000 | 50,000 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging in price from $33.31 to $33.85, inclusive. The reporting person undertakes to provide ServisFirst Bancshares, Inc., any security holder of ServisFirst Bancshares, Inc., or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price set forth in this footnote (1) to this Form 4.
- F2The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging in price from $33.28 to $33.67, inclusive. The reporting person undertakes to provide ServisFirst Bancshares, Inc., and security holder of ServisFirst Bancshares, Inc., or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price set forth in this footnote (2) to this Form 4.