SEC Form 4 · accession 0001430723-17-000017
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D. Fuller
Director
Period of report
Mar 17, 2017
Accepted (ET)
Mar 20, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Mar 17, 2017 | P | 2,500 | $39.35 | A | 409,966 | D | |
| COMMON STOCK | holding | — | — | — | 91,500 | I | By spouse | |
| COMMON STOCK | holding | — | — | — | 869,936 | I | By corporation owned by adult daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $18.57 | holding | — | — | — | Jun 15, 2018 | Jun 15, 2023 | COMMON STOCK | 13,000 | 13,000 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares were bought in multiple transactions ranging in price from $39.33 to $39.37, inclusive. The reporting person undertakes to provide ServisFirst Bancshares, Inc., any security holder of ServisFirst Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each price set forth in this footnote (1) to this Form 4.
- F2Form 4 dated 3/1/2017 incorrectly reported beneficial ownership of 407,446 shares. Actual shares beneficially owned as of 3/1/2017 were 407,466.