SEC Form 4 · accession 0001430723-17-000016
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clarence C. Pouncey III
Officer — Executive VP and COO
Period of report
Feb 14, 2017
Accepted (ET)
Mar 13, 2017 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Feb 14, 2017 | S | 8,867 | $41.9155 | D | 19,133 | I | By Entity in which Spouse Holds Interest |
| COMMON STOCK | holding | — | — | — | 694,002 | D | ||
| COMMON STOCKF3 | holding | — | — | — | 6,000 | I | By Pouncey Education Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's spouse holds a 33 1/3% interest in the securities held by LeCroy Properties, Ltd., and reports only that 33 1/3% interest in the transaction and holding reported herein. The reporting person disclaims beneficial ownership of securities held by LeCroy Properties, Ltd. in excess of the amount reported herein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2The amount of securities beneficially owned by the reporting person's spouse through LeCroy Properties, Ltd. represents 33 1/3% interest in the securities held by LeCroy Properties, Ltd. This interest was previously reported as 33%.
- F3The reporting person was appointed trustee of the Pouncey Education Trust on April 2, 2015. Members of the reporting person's immediate family are among the beneficiaries of the trust. The reporting person disclaims beneficial ownership of the SFBS common stock held by the trust except to the extent of his pecuniary interest therein.