SEC Form 4 · accession 0001430723-17-000004
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G. Trouche
Officer — EVP, Regional CEO
Period of report
Feb 8, 2017
Accepted (ET)
Feb 15, 2017 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 8, 2017 | P | 250 | $39.42 | A | 1,792 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F2,F1 | $15.245 | holding | — | — | — | Dec 18, 2019 | Dec 18, 2024 | COMMON STOCK | 50,000 | 50,000 | D |
Explanation of responses
- F1On November 16, 2016 ServisFirst Bancshares, Inc. declared a 2-for-1 stock split in the form of a stock dividend. On December 20, 2016, all holders of record of common stock as of the close of business on December 5, 2016 received a distribution of an additional share of ServisFirst Bancshares, Inc. common stock for each share held.
- F2The stock option vests 100% on the fifth anniversary of the date of grant.