SEC Form 5 · accession 0001430723-17-000003
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Buford Harrison Morris III
Officer — EVP, Regional CEO
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | holding | — | — | — | 151,445 | D | ||
| COMMON STOCKF1 | holding | — | — | — | 7,458 | I | Held in spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1 | $19.155 | Jan 25, 2016 | A | 4,000 | A | Jan 25, 2021 | Jan 25, 2026 | COMMON STOCK | 4,000 | 33,000 | D |
| STOCK OPTION (RIGHT TO BUY)F1 | $10.00 | holding | — | — | — | Feb 21, 2017 | Feb 21, 2022 | COMMON STOCK | 12,000 | 33,000 | D |
| STOCK OPTION (RIGHT TO BUY)F1 | $13.833 | holding | — | — | — | Feb 10, 2021 | Feb 10, 2024 | COMMON STOCK | 12,000 | 33,000 | D |
| STOCK OPTION (RIGHT TO BUY)F1 | $30.17 | holding | — | — | — | Jan 20, 2020 | Jan 20, 2025 | COMMON STOCK | 5,000 | 33,000 | D |
Explanation of responses
- F1On November 16, 2016 ServisFirst Bancshares, Inc. declared a 2-for-1 stock split in the form of a stock dividend. On December 20, 2016, all holders of record of common stock as of the close of business on December 5, 2016 received a distribution of an additional share of ServisFirst Bancshares, Inc. common stock for each share held.