SEC Form 4 · accession 0001430723-16-000086
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Broughton
Officer — President & CEO · Director
Period of report
Oct 28, 2016
Accepted (ET)
Nov 1, 2016 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2016 | G | 1,000 | $0.00 | D | 470,000 | D | |
| Common StockF1,F2 | holding | — | — | — | 3,510 | I | Step Daughter | |
| Common StockF2 | holding | — | — | — | 3,510 | I | Step Daughter | |
| Common StockF2 | holding | — | — | — | 27,270 | I | Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person no longer has a reportable beneficial interest in 182,000 shares of SFBS common stock owned by TAB2, LLC or in 6,900 shares of SFBS common stock owned by his daughter and included in the reporting person's prior ownership reports.
- F2The reporting person disclaims beneficial ownership of the shares held by his wife and his step daughters, and this report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.