SEC Form 4 · accession 0001430723-16-000084
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Buford Harrison Morris III
Officer — EVP, Regional CEO
Period of report
Oct 25, 2016
Accepted (ET)
Oct 28, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Oct 25, 2016 | G | 140 | — | D | 81,723 | D | |
| COMMON STOCKF3 | holding | — | — | — | 1,204 | I | Held in spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $10.00 | holding | — | — | — | Feb 21, 2017 | Feb 21, 2022 | COMMON STOCK | 6,000 | 6,000 | D |
| STOCK OPTION (RIGHT TO BUY) | $13.833 | holding | — | — | — | Feb 10, 2021 | Feb 10, 2024 | COMMON STOCK | 6,000 | 12,000 | D |
| STOCK OPTION (RIGHT TO BUY) | $30.17 | holding | — | — | — | Jan 20, 2020 | Jan 20, 2025 | COMMON STOCK | 2,500 | 14,500 | D |
Explanation of responses
- F1Filing for gifted shares is voluntary
- F29.353 shares bought on 7/15/16 via DRIP and 9.288 shares bought on 10/14/16 via DRIP
- F31.871 shares bought on 7/15/16 via DRIP and 1.858 shares bought on 10/14/16 via DRIP