SEC Form 4 · accession 0001430723-15-000036
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D. Fuller
Director
Period of report
Aug 25, 2015
Accepted (ET)
Aug 26, 2015 · 12:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Aug 25, 2015 | P | 1,400 | $35.975 | A | 103,972 | D | |
| COMMON STOCKF2 | Aug 26, 2015 | P | 6,800 | $36.209 | A | 110,772 | D | |
| COMMON STOCK | holding | — | — | — | 12,000 | I | By spouse | |
| COMMON STOCK | holding | — | — | — | 444,000 | I | By corporation owned by adult daughters |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $10.00 | holding | — | — | — | Nov 28, 2016 | Nov 28, 2021 | COMMON STOCK | 30,000 | 30,000 | D |
| STOCK OPTION (RIGHT TO BUY) | $37.14 | holding | — | — | — | Jun 15, 2018 | Jun 15, 2023 | COMMON STOCK | 6,500 | 36,500 | D |
Explanation of responses
- F1The price reported in column 4 for 8/25/2015 is a weighted average price. These shares were purchased in multiple transactions at $35.97 and $35.98. The reporting person undertakes to provide to ServisFirst Bancshares, Inc., any security holder of ServisFirst Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
- F2The price reported in column 4 for 8/26/2015 is a weighted average price. These shares were purchased in multiple transactions ranging from $36.07 to $36.24, inclusive. The reporting person undertakes to provide to ServisFirst Bancshares, Inc., any security holder of ServisFirst Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.