SEC Form 5 · accession 0001144204-16-082805
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G. Trouche
Officer — EVP, Regional CEO
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2015 | P | 141 | $35.81 | A | 141 | D | |
| Common Stock | May 18, 2015 | P | 150 | $35.215 | A | 291 | D | |
| Common Stock | Aug 24, 2015 | P | 300 | $34.87 | A | 591 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $30.49 | holding | — | — | — | Dec 18, 2019 | Dec 18, 2024 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1On February 5, 2016, the reporting person returned his directors and officers questionnaire in connection with the preparation of the issuer's 2015 Annual Report on Form 10-K and 2016 proxy statement, which completed questionnaire noted discrepancies between the total ownership of common stock of the issuer reflected in the questionnaire and the reporting person's own records. The transactions reported herein are being made to correct the reporting person's share ownership discrepancies.
- F2The stock option vests 100% on the fifth anniversary of the date of grant.