SEC Form 5 · accession 0001144204-16-080395

ServisFirst Bancshares, Inc. · SFBS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Michael D. Fuller

Director

Period of report

Dec 31, 2015

Accepted (ET)

Feb 10, 2016 · 4:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001430723

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Aug 5, 2013	P	3,750	$8.33	A	15,750	I	By Spouse
Common Stock^F1,F3	Aug 20, 2014	P	1,937	$29.50	A	6,893	D
Common Stock	Aug 21, 2014	P	1,063	$29.50	A	7,956	D
Common Stock	Aug 26, 2014	P	198	$29.97	A	8,154	D
Common Stock	Aug 27, 2014	P	2,502	$29.97	A	10,656	D
Common Stock	Aug 28, 2014	P	993	$29.90	A	11,649	D
Common Stock	Sep 3, 2014	P	1,479	$2,969.00	A	13,128	D
Common Stock^F4	Sep 4, 2014	P	1,521	$29.6012	A	14,649	D
Common Stock	Sep 11, 2014	P	637	$30.199	A	15,286	D
Common Stock	Sep 15, 2014	P	1,000	$30.00	A	16,286	D
Common Stock	Oct 23, 2014	P	320	$28.83	A	16,606	D
Common Stock^F5	Feb 17, 2015	P	4,392	$31.60	A	68,791	D
Common Stock	Feb 20, 2015	P	1,000	$31.15	A	69,791	D
Common Stock^F6	Feb 23, 2015	P	3,000	$31.1997	A	72,791	D
Common Stock	Feb 26, 2015	P	630	$31.80	A	73,421	D
Common Stock^F7	Feb 27, 2015	P	603	$31.9498	A	74,024	D
Common Stock	Mar 3, 2015	P	500	$32.20	A	74,524	D
Common Stock^F8	Mar 4, 2015	P	4,497	$32.1378	A	79,021	D
Common Stock	Mar 5, 2015	P	1,000	$31.89	A	80,021	D
Common Stock^F9	Mar 6, 2015	P	6,075	$31.7446	A	86,096	D
Common Stock^F10	Jul 23, 2015	P	7,000	$39.31	A	135,191	D
Common Stock	Jul 24, 2015	P	22,100	$38.57	A	157,291	D
Common Stock	Jul 27, 2015	P	627	$38.42	A	157,918	D
Common Stock	holding	—	—		—	444,000	I	By corporation owned by adult daughters
Common Stock^F11	holding	—	—		—	173,918	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1On January 21, 2016, the reporting person returned his directors and officers questionnaire in connection with the preparation of the issuer's 2015 Annual Report on Form 10-K and 2016 proxy statement, which completed questionnaire noted discrepancies between the total ownership of common stock of the issuer reflected in the questionnaire and the reporting person's own records. The transactions reported herein are the result of extensive due diligence by the issuer and reporting person in order to correct the reporting person's share ownership discrepancies.
F10The amount reported in Column 5 includes the additional 42,095 shares acquired by the reporting person between April 9, 2015 and April 30, 2015, as previously reported, including as amended by the Form 4/As filed with the Securities and Exchange Commission on the date hereof applicable to the transactions that occurred on April 23, 2015 and April 30, 2015.
F11The amount reported in Column 5 includes the additional 16,000 shares acquired by the reporting person between August 6, 2015 and August 28, 2015, as previously reported, including as amended by the Form 4/As filed with the Securities and Exchange Commission on the date hereof applicable to the transactions that occurred on August 12, 2015, August 26, 2015 and August 27, 2015.
F2The reporting person's spouse acquired 3,750 previously unreported shares of common stock on August 5, 2013. Share amounts and purchase price reflect 3-for-1 stock split that occurred on July 16, 2014. The reporting person disclaims beneficial ownership of such shares.
F3As of May 20, 2014, the reporting person held 1,652 shares of the issuer's common stock directly. Immediately following the issuer's 3-for-1 stock split on July 16, 2014, the reporting person directly owned 4,956 shares of the issuer's common stock.
F4The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $29.60 to $29.69, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (4).
F5The amount reported in Column 5 includes the additional 47,793 shares acquired by the reporting person between November 10, 2014 and December 16, 2014, as previously reported, including as amended by the Form 4/As filed with the Securities and Exchange Commission on the date hereof applicable to the transactions that occurred on November 13, 2014 and December 12, 2014.
F6The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $31.1871 to $31.3728, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (6).
F7The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $31.90 to $31.95, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (7).
F8The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $32.10 to $32.15, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (8).
F9The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $31.48 to $32.31, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (9).