SEC Form 4 · accession 0001615774-16-008600
Tonix Pharmaceuticals Holding Corp. · TNXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest Mario
Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 11:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430306
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | Nov 23, 2016 | P | 120,000 | $0.405 | A | 120,000 | I | By Ernest and Mildred Mario Revocable Trust |
| Common Stock, $0.001 par value | holding | — | — | — | 630,724 | D |
Table II — derivative securities
No Table II lines on this filing.