SEC Form 4 · accession 0001179110-16-017671
ACTIVECARE, INC. · ACAR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Dalton
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Mar 16, 2015
Accepted (ET)
Jan 12, 2016 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429896
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2015 | S | 536,868 | $0.24 | D | 2,227,090 | D | |
| Common StockF1 | Sep 23, 2015 | A | 370,200 | — | A | 2,597,290 | D | |
| Common StockF1,F4 | Sep 23, 2015 | A | 4,000,000 | — | A | 6,597,290 | D | |
| Common StockF2 | Sep 23, 2015 | A | 305,556 | $0.27 | A | 6,902,846 | D | |
| Common StockF1 | Sep 23, 2015 | A | 305,556 | — | A | 7,208,402 | D | |
| Common StockF3 | Sep 23, 2015 | A | 1,185,443 | — | A | 8,393,845 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock were issued as a stock bonus.
- F2The shares of common stock were issued to pay accrued compensation for services.
- F3The shares of common stock were issued in consideration of the Reporting Person's agreement to guaranty certain loan obligations of the issuer.
- F4The shares of common stock vest in 24 equal monthly installments.