SEC Form 4 · accession 0001493152-18-017852
Blink Charging Co. · BLNK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Farkas
Officer — Chairman & CEO · Director · 10% Owner
Period of report
May 14, 2014
Accepted (ET)
Dec 21, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429764
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share ("Common Stock")F1,F3 | Nov 19, 2018 | J | 81,441 | $0.00 | A | 81,441 | I | Balance Group LLC |
| Common StockF3 | Nov 29, 2018 | J | 150,000 | $0.00 | A | 231,441 | I | Balance Group LLC |
| Common Stock | Dec 7, 2018 | G | 248,000 | $0.00 | D | 2,049,508 | D | |
| Common StockF3 | Dec 7, 2018 | G | 132,000 | $0.00 | D | 4,197,616 | I | Farkas Group, Inc. |
| Common StockF4 | holding | — | — | — | 15,000 | I | See note | |
| Common StockF5 | holding | — | — | — | 7,200 | I | Farkas Charitable Foundation | |
| Common StockF6 | holding | — | — | — | 80 | I | Farkas Family Trust | |
| Common StockF3 | holding | — | — | — | 22,130 | I | Ze'evi Group |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase Common Stock | $55.00 | May 14, 2014 | A | 4,200 | A | May 14, 2014 | May 14, 2019 | Common Stock | 4,200 | 4,200 | D |
| Option to purchase Common Stock | $50.50 | Apr 17, 2014 | A | 100 | A | Apr 17, 2014 | Apr 17, 2019 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $47.50 | Jun 6, 2014 | A | 100 | A | Jun 6, 2014 | Jun 6, 2019 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $27.00 | Jul 30, 2014 | A | 100 | A | Jul 30, 2014 | Jul 30, 2019 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $26.50 | Oct 21, 2014 | A | 100 | A | Oct 21, 2014 | Oct 21, 2019 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $16.50 | Dec 17, 2014 | A | 100 | A | Dec 17, 2014 | Dec 17, 2019 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $20.00 | Mar 9, 2015 | A | 100 | A | Mar 9, 2015 | Mar 9, 2020 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $21.00 | Apr 29, 2015 | A | 100 | A | Apr 29, 2015 | Apr 29, 2020 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $17.50 | Jun 17, 2015 | A | 100 | A | Jun 17, 2015 | Jun 17, 2020 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $9.50 | Dec 4, 2015 | A | 100 | A | Dec 4, 2015 | Dec 4, 2020 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $10.00 | Dec 7, 2015 | A | 100 | A | Dec 7, 2015 | Dec 7, 2020 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $9.50 | Dec 11, 2015 | A | 100 | A | Dec 11, 2015 | Dec 11, 2020 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $9.00 | Feb 10, 2016 | A | 100 | A | Feb 10, 2016 | Feb 10, 2021 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $7.50 | Feb 12, 2016 | A | 100 | A | Feb 12, 2016 | Feb 12, 2021 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $8.50 | Feb 23, 2016 | A | 100 | A | Feb 23, 2016 | Feb 23, 2021 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $16.50 | Mar 29, 2016 | A | 100 | A | Mar 29, 2016 | Mar 29, 2021 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $18.50 | Mar 31, 2016 | A | 100 | A | Mar 31, 2016 | Mar 31, 2021 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $5.995 | Jun 28, 2018 | A | 100 | A | Jun 28, 2018 | Jun 28, 2023 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $3.52 | Aug 27, 2018 | A | 100 | A | Aug 27, 2018 | Aug 27, 2023 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $2.629 | Sep 26, 2018 | A | 100 | A | Sep 26, 2018 | Sep 26, 2023 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $2.53 | Oct 4, 2018 | A | 200 | A | Oct 4, 2018 | Oct 4, 2023 | Common Stock | 200 | 200 | D |
| Option to purchase Common Stock | $2.17 | Oct 10, 2018 | A | 100 | A | Oct 10, 2018 | Oct 10, 2023 | Common Stock | 100 | 100 | D |
| Option to purchase Common Stock | $2.92 | Nov 14, 2018 | A | 100 | A | Nov 14, 2018 | Nov 14, 2023 | Common Stock | 100 | 100 | D |
Explanation of responses
- F1This Form 4 details the Reporting Person's ownership of the Issuer's securities as of December 20, 2018.
- F2These shares were acquired in connection with a pro rata distribution by an investment fund in which Mr. Farkas is a less than 5% equity owner.
- F3Mr. Farkas has voting and investment power with respect to these shares.
- F4Mr. Farkas has three minor children, each of whom owns 5,000 shares of Common Stock (a total of 15,000 shares), in which Mr. Farkas has voting and investment power and serves as custodian.
- F5Mr. Farkas has voting and investment power as trustee with respect to these shares.
- F6Mr. Farkas is a beneficiary of these shares.