SEC Form 4 · accession 0001470843-16-000020
Guardian 8 Holdings · GRDH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Cochennet
Officer — CEO/Pres./Secr./Treas. · Director · 10% Owner
Period of report
Feb 19, 2016
Accepted (ET)
Mar 4, 2016 · 12:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | J | 601,112 | $0.0202 | A | 18,562,318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Senior Secured Debenture | $0.075 | Feb 19, 2016 | P | — | A | Feb 19, 2016 | Jul 31, 2016 | Common Stock | 1,066,667 | — | D |
| Class C Common Stock Purchase Warrant | $0.10 | Feb 19, 2016 | P | 80,000 | A | Feb 19, 2016 | Feb 18, 2021 | Common Stock | 80,000 | 800,000 | D |
Explanation of responses
- F1Shares of common stock received as interest on Convertible Senior Secured Debentures.