SEC Form 4 · accession 0001470843-16-000019
Guardian 8 Holdings · GRDH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen C Hanrahan
Officer — Interim CFO · Director
Period of report
Nov 30, 2015
Accepted (ET)
Jan 13, 2016 · 12:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2015 | A | 70,000 | $0.028 | A | 1,801,250 | D | |
| Common StockF3,F2 | Dec 1, 2015 | A | 70,000 | $0.028 | A | 1,871,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock issued pursuant to Amendment No. 2 to Ms. Hanrahan's Non-Employee Interim Chief Financial Officer Engagement Agreement, which vested as of November 30, 2015.
- F2Deemed fair value.
- F3Shares of common stock issued pursuant to Amendment No. 3 to Ms. Hanrahan's Non-Employee Interim Chief Financial Officer Engagement Agreement.