SEC Form 4 · accession 0001470843-16-000018
Guardian 8 Holdings · GRDH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Cochennet
Officer — CEO/Pres./Secr./Treas. · Director · 10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Jan 13, 2016 · 12:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | A | 3,747,273 | $0.05 | A | 17,961,206 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Senior Secured Debenture | $0.075 | Jan 7, 2016 | P | — | A | Jan 7, 2016 | Jul 31, 2016 | Common Stock | 133,134 | — | D |
| Class C Common Stock Purchase Warrant | $0.10 | Jan 7, 2016 | P | 10,000 | A | Jan 7, 2016 | Jan 6, 2021 | Common Stock | 10,000 | 720,000 | D |
Explanation of responses
- F1Shares of common stock issued in exchange for $187,500.06 in accrued and unpaid salary for the period from April 15, 2015 through December 31, 2015.