SEC Form 4 · accession 0001470843-15-000016
Guardian 8 Holdings · GRDH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Cochennet
Officer — CEO/Pres./Secr./Treas. · Director · 10% Owner
Period of report
Mar 1, 2015
Accepted (ET)
Dec 3, 2015 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2015 | J | 20,196 | $0.50 | A | 13,726,362 | D | |
| Common StockF1 | Jun 1, 2015 | J | 25,150 | $0.1363 | A | 13,751,512 | D | |
| Common StockF1 | Sep 1, 2015 | J | 129,461 | $0.0154 | A | 13,880,973 | D | |
| Common StockF1 | Dec 1, 2015 | J | 332,960 | $0.0306 | A | 14,213,933 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Senior Secured Debenture | $0.075 | Dec 1, 2015 | P | — | A | Dec 1, 2015 | Jul 31, 2016 | Common Stock | 1,333,334 | — | D |
| Class C Common Stock Purchase Warrant | $0.10 | Dec 1, 2015 | P | 100,000 | A | Dec 1, 2015 | Nov 30, 2020 | Common Stock | 100,000 | 670,000 | D |
Explanation of responses
- F1Shares of common stock received as interest on Convertible Senior Secured Debentures.