SEC Form 4 · accession 0001470843-15-000013
Guardian 8 Holdings · GRDH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Cochennet
Officer — CEO/Pres./Secr./Treas. · Director · 10% Owner
Period of report
Oct 29, 2015
Accepted (ET)
Oct 29, 2015 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429592
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Senior Secured Debenture | $0.075 | Oct 29, 2015 | P | — | A | Oct 29, 2015 | Jul 31, 2016 | Common Stock | 1,333,334 | — | D |
| Class C Common Stock Purchase Warrant | $0.10 | Oct 29, 2015 | P | 100,000 | A | Oct 29, 2015 | Oct 28, 2020 | Common Stock | 100,000 | 545,000 | D |